News

Tag: finra

Robinhood Raises Almost $2 Billion in IPO, Falls Short of Expected $35 Billion Valuation
Robinhood Raises Almost $2 Billion in IPO, Falls Short of Expected $35 Billion Valuation
Jul 29, 2021
Digital Asset Marketplace Apifiny Prime Granted FINRA Broker-Dealer License Approval
Digital Asset Marketplace Apifiny Prime Granted FINRA Broker-Dealer License Approval
Apr 30, 2021
Crypto Asset Manager Bitwise Files to Publicly Trade Bitcoin Fund
Crypto Asset Manager Bitwise Files to Publicly Trade Bitcoin Fund
Feb 2, 2021
Grayscale Investments' Ethereum Trust Filed With the SEC to Obtain Reporting Status
Grayscale Investments' Ethereum Trust Filed With the SEC to Obtain Reporting Status
Aug 6, 2020
SEC Issues Alert Against Initial Exchange Offerings
SEC Issues Alert Against Initial Exchange Offerings
Jan 15, 2020
US and European Regulators Say Crypto a Priority This Year
US and European Regulators Say Crypto a Priority This Year
Jan 12, 2020
Diversified Crypto Fund Receives FINRA Regulatory Approval
Diversified Crypto Fund Receives FINRA Regulatory Approval
Oct 14, 2019
FINRA Issues Its First Crypto Disciplinary Action
FINRA Issues Its First Crypto Disciplinary Action
Sep 13, 2018
US Financial Authority Asks Brokerage Firms to Disclose Crypto Activities
US Financial Authority Asks Brokerage Firms to Disclose Crypto Activities
Jul 10, 2018
Uphold to Acquire JNK Securities, Opening Door for US-Regulated ICO Trading
Uphold to Acquire JNK Securities, Opening Door for US-Regulated ICO Trading
Jun 28, 2018
U.S. Executive Branch Employees to Disclose Crypto Holdings, French ICO Regulations Coming
U.S. Executive Branch Employees to Disclose Crypto Holdings, French ICO Regulations Coming
Jun 19, 2018
Coinbase Acquires Investment Firms to Offer Regulated Crypto Securities
Coinbase Acquires Investment Firms to Offer Regulated Crypto Securities
Jun 7, 2018
Trading Sanctions Imposed on Tezos Co-Founder Amid FINRA Settlement
Trading Sanctions Imposed on Tezos Co-Founder Amid FINRA Settlement
Apr 22, 2018
US Regulator Warns Against Pump-and-Dumps and Advises How to Buy Crypto
US Regulator Warns Against Pump-and-Dumps and Advises How to Buy Crypto
Feb 16, 2018
SEC to Focus on Cryptocurrency and ICO Fraud as Top Priority
SEC to Focus on Cryptocurrency and ICO Fraud as Top Priority
Feb 8, 2018
The SEC Crackdown on Suspicious Cryptocurrencies Is Getting Serious
The SEC Crackdown on Suspicious Cryptocurrencies Is Getting Serious
Dec 22, 2017
SEC Warns of ICO Schemes After Suspending 4 Firms
SEC Warns of ICO Schemes After Suspending 4 Firms
Aug 29, 2017
SEC Suspends Trading of Bitcoin Firm's Shares After 7000% Price Jump
SEC Suspends Trading of Bitcoin Firm's Shares After 7000% Price Jump
Aug 25, 2017
Scammy Waters: The Differences Between an IPO and an ICO
Scammy Waters: The Differences Between an IPO and an ICO
Jan 9, 2017